Capital Management Partners, Inc.ís Business Continuity Planning
Capital Management Partners, Inc., has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our Business Continuity Plan.
Contacting Us – If after a significant business disruption you cannot contact us as you usually do at 641-472-8800, you should call our alternative number, 641-469-6206, or go to our web site at “capmgt.com”.
Our Business Continuity Plan – We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Our business continuity plan addresses: data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business.
Varying Disruptions – Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within one day. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within one week. In either situation, we plan to continue in business and notify you through our web site, “capmgt.com”, or our customer emergency number, 641-469-6206, how to contact us. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customer’s prompt access to their funds and securities.
For more information – If you have questions about our business continuity planning, you can contact us at 641-472-8800 or firstname.lastname@example.org.
Management Partners, Inc.
1100 North Fourth Street
Fairfield, Iowa 52556
Phone: 800-621-2520 / 641-472-8800
Contact CMP via email
WHEN CONSIDERING ALTERNATIVE INVESTMENTS YOU SHOULD CONSIDER VARIOUS
RISKS INCLUDING THE FACT THAT SOME PRODUCTS USE LEVERAGE AND OTHER
SPECULATIVE INVESTMENT PRACTICES THAT MAY INCREASE THE RISK OF
INVESTMENT LOSS, CAN BE ILLIQUID, ARE NOT REQUIRED TO PROVIDE
PERIODIC PRICING OR VALUATION INFORMATION TO INVESTORS, MAY INVOLVE
COMPLEX TAX STRUCTURES AND DELAYS IN DISTRIBUTING IMPORTANT TAX
INFORMATION, ARE NOT SUBJECT TO THE SAME REGULATORY REQUIREMENTS
AS MUTUAL FUNDS, OFTEN CHARGE HIGH FEES, AND IN MANY CASES THE
UNDERLYING INVESTMENTS ARE NOT TRANSPARENT AND ARE KNOWN ONLY
TO THE INVESTMENT MANAGER.
WITH RESPECT TO ALTERNATIVE INVESTMENTS IN GENERAL, YOU SHOULD
BE AWARE THAT:
RETURNS FROM SOME ALTERNATIVE
INVESTMENTS CAN BE VOLATILE.
YOU MAY LOSE ALL OR PORTION
OF YOUR INVESTMENT.
WITH RESPECT TO SINGLE MANAGER
PRODUCTS THE MANAGER HAS TOTAL TRADING AUTHORITY. THE USE OF
A SINGLE MANAGER COULD MEAN A LACK OF DIVERSIFICATION AND HIGHER
MANY ALTERNATIVE INVESTMENTS
ARE SUBJECT TO SUBSTANTIAL EXPENSES THAT MUST BE OFFSET BY TRADING
PROFITS AND OTHER INCOME. A PORTION OF THOSE FEES IS PAID TO
CAPITAL MANAGEMENT PARTNERS, INC.
TRADING MAY TAKE PLACE ON
FOREIGN EXCHANGES THAT MAY NOT OFFER THE SAME REGULATORY PROTECTION
AS US EXCHANGES.
WITH RESPECT TO AN INVESTMENT IN
A FUND, YOU SHOULD BE AWARE THAT:
THERE IS OFTEN A LACK OF TRANSPARENCY
AS TO THE FUND'S UNDERLYING INVESTMENTS. AS TO FUND OF FUNDS,
THE FUND'S MANAGER HAS COMPLETE DISCRETION TO INVEST IN VARIOUS
SUB-FUNDS WITHOUT DISCLOSURE THEREOF TO YOU OR TO US.
BECAUSE OF THIS LACK OF TRANSPARENCY, THERE IS NO WAY FOR YOU
TO MONITOR THE SPECIFIC INVESTMENTS MADE BY THE FUND OR TO KNOW
WHETHER THE SUB-FUND INVESTMENTS ARE CONSISTENT WITH THE FUND'S
HISTORIC INVESTMENT PHILOSOPHY OR RISK LEVELS.
A FUND OF FUNDS INVESTS IN
OTHER FUNDS AND FEES ARE CHARGED AT BOTH THE FUND AND SUB-FUND
LEVEL. THUS THE OVERALL FEES YOU WILL PAY WILL BE HIGHER
THAT YOU WOULD PAY BY INVESTING DIRECTLY IN THE SUB-FUNDS.
IN ADDITION, EACH SUB-FUND CHARGES AN INCENTIVE FEE ON NEW PROFITS
REGARDLESS OF WHETHER THE OVERALL OPERATIONS OF THE FUND ARE
THERE IS NO SECONDARY MARKET
FOR FUND INTERESTS. TRANSFERS OF INTERESTS ARE SUBJECT
TO LIMITATIONS. THE FUND'S MANAGER MAY DENY A REQUEST
TO TRANSFER IF IT DETERMINES THAT THE TRANSFER MAY RESULT IN
ADVERSE LEGAL OR TAX CONSEQUENCES FOR THE FUND.
A FUND'S OFFERING MATERIALS OR
A MANAGER'S DISCLOSURE DOCUMENT DESCRIBES THE VARIOUS RISKS AND
CONFLICTS OF INTEREST RELATING TO AN INVESTMENT AND TO ITS OPERATIONS.
YOU SHOULD READ THOSE DOCUMENTS CAREFULLY TO DETERMINE WHETHER AN
INVESTMENT IS SUITABLE FOR YOU IN LIGHT OF, AMONG OTHER THINGS,
YOUR FINANCIAL SITUATION, NEED FOR LIQUIDITY, TAX SITUATION, AND
KEEP IN MIND THAT THE PAST PERFORMANCE OF ANY INVESTMENT IS NOT
NECESSARILY INDICATIVE OF FUTURE RESULTS. YOU SHOULD ONLY
COMMIT RISK CAPITAL TO A FUND INVESTMENT. ALTERNATIVE INVESTMENT
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RISKS THAT ARE DIFFERENT FROM MORE TRADITIONAL INVESTMENTS.
YOU SHOULD OBTAIN INVESTMENT AND TAX ADVICE FROM YOUR ADVISERS BEFORE
DECIDING TO INVEST.
CAPITAL MANAGEMENT PARTNERS, INC. (CMP) HAS ENTERED INTO SELLING
AGREEMENTS WITH SOME OF THE FUNDS DESCRIBED ON THIS WEBSITE, PURSUANT
TO WHICH IT IS PAID FEES BY THE FUND OR ITS MANAGER IN CONNECTION
WITH FUND SALES MADE BY CMP. IN ADDITION, CMP MAY ACT AS AN INTRODUCING
BROKER FOR INDIVIDUALLY MANAGED FUTURES ACCOUNTS AND TO SOME OF
THE FUNDS AND AS SUCH, MAY RECEIVE A PORTION OF THE COMMODITY BROKERAGE
COMMISSIONS THEY PAY IN CONNECTION WITH THEIR FUTURES TRADING OR
RECEIVE A PORTION OF THE INTEREST INCOME (IF ANY) EARNED ON AN ACCOUNT'S
ASSETS. CERTAIN CTAS MAY ALSO PAY CMP A PORTION OF THE FEES
THEY RECEIVE FROM ACCOUNTS INTRODUCED TO THEM BY CMP. BEFORE
SEEKING ANY ADVISOR'S SERVICES OR MAKING AN INVESTMENT IN A FUND,
INVESTORS MUST READ AND EXAMINE THOROUGHLY THE RESPECTIVE DISCLOSURE
DOCUMENT OR OFFERING MEMORANDUM.
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